Capital Markets & Securities Associate

Location: New York, NY

Salary: $150K – $200K

Experience: 3+ Years

Requirements

  • Juris Doctor (or equivalent foreign law degree + LLM)
  • Minimum 3 years of experience in securities and capital markets law
  • Substantial experience drafting and reviewing: SEC registration statements and disclosures
  • 1933 Act and 1934 Act compliance reports
  • Underwriting agreements, purchase agreements, indentures, and related documentation

Strong working knowledge of federal securities laws, SEC regulations, and disclosure rules

Admission to the New York State Bar

About the Role

A leading national law firm is seeking a skilled Corporate Associate with deep experience in securities and capital markets to join its New York City office. This role will focus on advising clients on public and private offerings, regulatory compliance, and securities disclosure obligations. The successful candidate will work closely with issuers, underwriters, and company leadership on complex capital markets transactions.

Key Responsibilities

  • Advise on compliance with the Securities Act of 1933 and Exchange Act of 1934
  • Draft, review, and file registration statements, prospectuses, and SEC filings (10-K, 10-Q, 8-K)
  • Counsel clients on disclosure obligations and best practices in securities offerings
  • Coordinate with clients, auditors, underwriters, and regulators throughout the deal process
  • Support a wide range of transactional matters, including IPOs, debt offerings, and private placements

Why Join?

Complex, High-Impact Work: Work on sophisticated transactions with dynamic clients

Collaborative Environment: Join a team that prioritizes mentorship and development

Respected Platform: Nationally recognized firm with a deep bench in capital markets

Predictable Compensation: Transparent base salary starting at $153K

About the Firm

This nationally recognized firm offers full-service legal representation and has a robust securities and capital markets practice. With a collegial atmosphere and a strong commitment to professional development, the firm supports associates in building thriving long-term careers.

#TPOPS

How This Search Is Handled

We take a discreet, considered approach to every search. Your details will only be shared with the hiring firm once we have discussed the opportunity and received your permission to proceed. If this particular role isn't the right fit, we'll be transparent about that and keep you in mind for other opportunities that better align with your experience and ambitions.

Posted 11 Jun 2025 by Freddie Stroud, Director · Corporate & Real Estate

Salary:
$150K – $200K

Location:
New York

Discipline:
Corporate & M&A

Job Code:
Capital Markets & Securities Associate – New York

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Freddie Stroud
Freddie Stroud Director · Corporate & Real Estate +1 917 962 0294
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